Proven Results
$19.6 billion in AUM
as of Feb. 17, 2022
90 to 120 days
average transition
One of the
Top 50 RIAs
in the nation*
More than
800 advisors transitioned
RIA Survey & Ranking 2021, FA-Mag.com, Charter Financial Publishing Network, August 2021, https://www.fa-mag.com/userfiles/000000002021_IMAGES_ALL/FA_ISSUES_2021/07_FA_JULAUG_2021/RIA_Rankings/2021_RIA_Ranking_Online_v2.pdf.
Own Your Business
We’ve helped hundreds of advisors just like you transition from being a good salesperson to a great business owner. We’ll show you how they did it — and how you can, too.
Employ Holistic Financial Planning
- Offer a 360-degree view of each client’s financial picture with integrated investment management, financial planning and retirement planning services
- Provide clients with a comprehensive financial strategy by offering a full range of tools and products to fit their needs
- Demonstrate your commitment to transparency with turnkey informational materials and communications
Manage Money the Way You Want
- We do the heavy lifting for you with our rigorously vetted, heavily monitored, diversified money management platform
- Our investment platform employs products founded upon historically proven principles of successful investing
- Our extensive and exhaustive due diligence on all investment managers is designed to ensure that we identify those with a disciplined, transparent and repeatable process
Connect Clients 24/7
- Give your clients easy access to all their accounts with web-based tools designed to provide the information they need – whenever and wherever they need it
- Help clients make informed decisions aligned with their financial goals and risk tolerance with some of the industry’s most recognizable Financial Planning Software
- Capitalize on our partnership with some of the top companies and leaders in the wealth management industry
Tap Into Strategic Support
From the moment you join us, you’ll have the backing of dedicated professionals who specialize in supporting and growing every aspect of your business.
The Personal Touch
- Utilize our Operations & Accounting team to open and service accounts, submit transfers, enable cash management, assist with billing, and more
- Ensure accuracy and lighten your load by letting our Trading team help with reconciliation of trades or our Case Design team prepare fee analyses and presentations
- Our Compliance team helps protect your business and reputation as an Investment Adviser Representative by reviewing ads and providing on-site exam audits
Get support from a real person for whatever you need, every time, from building a portfolio to navigating technology tools
- We offer turnkey weekly and quarterly market commentaries, and bimonthly Wealth Report newsletters, that you can share with clients to keep up communications and help you stand out as an authority.
A Team Dedicated to You
- We’ll help you open and service accounts, submit transfers, enable cash management, and assist with billing, performance reporting and more
- The trading team helps with reconciliation of trades for accuracy, while case design specialists lighten your load by preparing fee analyses and presentations for you
Our compliance professionals review ads, provide on-site exam audits for Investment Adviser Representatives and pre-comply turnkey content for Registered Investment Advisers
Seamless Transition
- Let our experienced transition team develop a customized transition plan designed just for you
- We’ll manage every aspect of your transition: research, document processing, regulatory issues and training
- Our quick and easy transition process averages 90 to 120 days from start to finish
Schedule Your Strategy Session
Discover how AE Wealth Management can help you build the business you’ve always wanted.